Monday, November 17, 2014

Ethnie



In the Muqaddimah, Ibn Khaldun (b. 1332 - d. 1406) notes:

The power of one individual human being cannot withstand the power of any one dumb beast, especially the power of predatory animals.  Man is generally unable to defend himself against them by himself.  Nor is his unaided power sufficient to make use of the existing instruments of defense, because there are so many of them and they require so many crafts and things.  It is absolutely necessary for man to have the co-operation of his fellow men.  As long as there is no such co-operation, he cannot obtain any food or nourishment, and life cannot materialize for him, because God fashioned him so that he must have food if he is to live.  Nor lacking weapons, can he defend himself.  Thus, he falls prey to animals and dies much before his time.  Under such circumstances, the human species would vanish.  When, however, mutual co-operation exists, man obtains food for his nourishment and weapons for his defense.  God's wise plan that mankind should subsist and the human species be preserved will be fulfilled.
Consequently, social organization is necessary to the human species.  Without it, the existence of human beings would be incomplete.  God's desire to settle the world with human beings and to leave them His representatives on earth would not materialize.  This is the meaning of civilization, the object of science under discussion.
Rather than espousing a neo-Darwinist view which presupposes the survival of the human species relates to the transmission of genetic material, Ibn Khaldun argues that human beings are only capable of surviving in difficult environments through collective co-operation.  Hypothetically, an individual might be able to survive alone, just as an individual might be born sterile.[1]  Human co-operation depends upon the capacity of human communication, through both language and gesture. 
Francisco Gil-White of the University of Pennsylvania defines the concept of ethnie as having three basic features:

1.)    A belief in membership by descent.

2.)    The perception of a unique and homogenous culture (often associated with a territory).

3.)    Category-based normative endogamy (restrictions on marriage outside of the group).

If we combine Ibn Khaldun’s observation that the survival of the human species depends upon collective co-operation, and we note that the most ancient form of  human societies, hunter gatherer tribes, we can see that these tribes typically met the definition of ethnie.  Members of the tribe believed in their descent from a common ancestor.  Members of the tribe shared a language, a set of stories (relating to their origin and development), a set of customs and rituals, a territory, and restrictions on marriage outside of the group.  Further, if we seek to affirm an evolutionary view of human history, the implication of Ibn Khaldun’s view is that the unit of natural selection is ethnie and not the individual or the gene. 

Ibn Khaldun goes on to describe the Beduin tribes of the desert:
The restraining influences among the Beduin tribes comes from their shaykhs and leaders.  It results from the great respect and veneration they generally enjoy among the people.  The hamlets of the Beduins are defended against outside enemies by a tribal militia composed of noble youths of the tribe who are known for their courage.  Their defense and protection are successful only if they are a closely knit group of common descent.  This strengthens their stamina and makes them feared, since everyone's affection for his family and his group is more important (than anything else).  Compassion and affection for one's blood relations and relatives exist in human nature as something God put into the hearts of men.  It makes for mutual support and aid, and increases the fear felt by the enemy.

Those who have no one of their own lineage (to care for) rarely feel affection for their fellows.  If danger is in the air on the day of battle, such a man slinks away and seeks to save himself, because he is afraid of being left without support.  Such people, therefore, cannot live in the desert, because they would fall prey to any nation that might want to swallow them up.
        
The Beduin are organized in a natural hierarchy.  In the group, certain figures occupy leadership roles, and their authority is rightly acknowledged by all.  The Beduin do not sit down and derive their principles of social order through rational deliberation, the nomos of the Beduin emerges spontaneously.  Further, in this context, any spoken or written constitution would operate as a description rather than a norm or rule for decision-making.  What creates the order is not an assent to certain discursive propositions which are “self-evident” or true a priori, the order is completely arbitrary.   What holds the order together is mutual assent and mutual purpose and need.   The order is revealed, not abstracted.
Although the order is arbitrary and based on agreement, the order is not completely unbounded.  Presumably it reflects the differences within the various personalities composing the whole.  In addition, an ethnie, in so much as it is successful, develops culturally in adaptive response to environmental conditions.  Because ethnie is principally about maintaining shared conventions of language and customs, and perceptions of inter-group belonging, it is fundamentally a function of geography, not hereditary.  It is possible for an ethnie to adopt a child into the group from other genetic stock, and it is possible for genetic mixing due to warfare or inter-marriage.  What preserves the ethnie is principally cultural transmission of language and customs, not a common gene pool. 
There is a developing body of literature looking at cultural differences on the basis of geography and modes of food production, for example, wheat farming versus rice farming.  There are studies on the cultural differences between cultures descending from herders versus farmers.  This understanding accords with Ibn Khaldun and the ancient Greek understanding that cultural differences between peoples are a reflection of geographical differences, not genetic inheritance. 







[1] It is interesting to note the frequency with which feral children are found living in packs of social animals.

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